rag × financial services

RAG systems for Financial Services.

Analysts, operations, and compliance teams need a sourced answer from the right document — not a search page across research, filings, and procedures. We build retrieval-augmented generation that grounds every answer in your own corpus with a citation to the controlling text, deployable on-prem so MNPI and client PII never leave your boundary.

On-prem option Permission-scoped retrieval Cited to source

Grounded answers across the research, filings, and compliance estate

A bank or asset manager runs on text: equity and credit research, regulatory filings and disclosures, product and policy documentation, KYC/AML procedures, and the compliance manuals that govern all of it. The answer an analyst or a compliance officer needs almost always exists somewhere in that corpus — but it is scattered across systems, versioned, and entitlement-controlled, so finding the governing passage by hand is slow and getting it wrong is expensive.

We treat retrieval as the place accuracy is won. We index your financial corpus into a pipeline that finds the passage that actually answers the question — across near-duplicate document versions and dense tabular disclosures — and constrains the model to answer only from what it retrieved, with a citation to the filing, note, or procedure section. The whole stack runs inside your environment, with retrieval scoped to each user's entitlements and information barriers enforced at the index, so material non-public information and PII stay where they belong.

Built for regulated financial retrieval.

A retrieval layer engineered around financial accuracy, controlled information, and the audit trail your regulators expect.

01 / ingestionCORE
Financial document intelligence
We parse research notes, filings, prospectuses, and procedure manuals into structure-aware, version-tagged chunks that preserve tables, footnotes, and effective dates instead of slicing text at arbitrary token counts.
  • Filing & disclosure parsing
  • Table & footnote extraction
  • Version & effective-date tagging
02 / retrievalSECURE
Entitlement-aware, cited retrieval
Hybrid retrieval and reranking surface the governing passage, every answer cites its source, and the stack runs inside your environment with entitlement-scoped access and information barriers so MNPI and PII never reach a third party.
  • On-prem inference
  • Entitlement-scoped access
  • Source-cited answers
03 / corpusCORE
Financial corpus coverage
Coverage spans the knowledge a financial institution runs on — research, filings, product and policy docs, and KYC/AML and compliance procedures — kept synced to your sources of truth.
  • Research notes & filings
  • Product & policy docs
  • KYC/AML & compliance procedures

Where RAG unlocks value in Financial Services

Value concentrates wherever a sourced answer already exists in your corpus but is too slow, too scattered, or too risky to retrieve by hand:

  • Research & market intelligence — analysts get a cited synthesis across internal research and filings, with each claim traceable to the note or disclosure it came from.
  • Compliance & policy Q&A — compliance teams answer questions from the controlling procedure or manual section, with the version and citation attached for examination.
  • KYC/AML & onboarding — operations confirm the required step against current KYC/AML procedure, reducing rework and remediation on the onboarding flow.
  • Client & product support — relationship and ops teams pull the exact product term or policy clause with attribution, instead of a paraphrase from memory.

Common questions.

Can RAG run over financial data without exposing MNPI or PII to a third party?

Yes. We deploy the retrieval and inference stack inside your environment — on-prem or in your controlled cloud tenant — so material non-public information, client PII, and proprietary research never leave your boundary. Retrieval is permission-scoped to a user's entitlements, and information-barrier rules are enforced at the index level so a query cannot return content the user is walled off from.

How does RAG keep analyst and compliance answers accurate and auditable?

Every answer is grounded in retrieved passages and cites the exact filing, research note, or procedure section it came from, with the version and date attached. We run a retrieval and answer evaluation harness against a labeled question set from your real corpus, tracking recall, faithfulness, and citation accuracy, and we log each query and its sources so compliance can reconstruct how any answer was produced.

Explore related paths.

Make every financial answer sourced.

Bring a slice of your research, filings, or compliance corpus and the questions your teams ask daily. In thirty minutes we will show how engineered, cited retrieval answers them on infrastructure you control. Response inside 24 hours.

Markets served.

As an enterprise AI agency, eeko systems delivers production AI systems remote-first across the United States and internationally — including these markets:

New York City, New York (NY)

Los Angeles, California (CA)

Chicago, Illinois (IL)

Houston, Texas (TX)

Phoenix, Arizona (AZ)

Philadelphia, Pennsylvania (PA)

San Antonio, Texas (TX)

San Diego, California (CA)

Dallas, Texas (TX)

San Jose, California (CA)

Austin, Texas (TX)

Jacksonville, Florida (FL)

Fort Worth, Texas (TX)

Columbus, Ohio (OH)

Charlotte, North Carolina (NC)

Indianapolis, Indiana (IN)

San Francisco, California (CA)

Seattle, Washington (WA)

Denver, Colorado (CO)

Washington, District of Columbia (DC)

Boston, Massachusetts (MA)

El Paso, Texas (TX)

Nashville, Tennessee (TN)

Detroit, Michigan (MI)

Oklahoma City, Oklahoma (OK)

Portland, Oregon (OR)

Las Vegas, Nevada (NV)

Memphis, Tennessee (TN)

Louisville, Kentucky (KY)

Baltimore, Maryland (MD)

Milwaukee, Wisconsin (WI)

Albuquerque, New Mexico (NM)

Tucson, Arizona (AZ)

Fresno, California (CA)

Sacramento, California (CA)

Kansas City, Missouri (MO)

Atlanta, Georgia (GA)

Miami, Florida (FL)

Colorado Springs, Colorado (CO)

Raleigh, North Carolina (NC)

Omaha, Nebraska (NE)

Long Beach, California (CA)

Virginia Beach, Virginia (VA)

Oakland, California (CA)

Minneapolis, Minnesota (MN)

Tulsa, Oklahoma (OK)

Arlington, Texas (TX)

New Orleans, Louisiana (LA)

Wichita, Kansas (KS)

Cleveland, Ohio (OH)

Tampa, Florida (FL)

Bakersfield, California (CA)

Aurora, Colorado (CO)

Honolulu, Hawaii (HI)

Anaheim, California (CA)

Santa Ana, California (CA)

Corpus Christi, Texas (TX)

Riverside, California (CA)

Lexington, Kentucky (KY)

St. Louis, Missouri (MO)

Stockton, California (CA)

Pittsburgh, Pennsylvania (PA)

Saint Paul, Minnesota (MN)

Cincinnati, Ohio (OH)

Greensboro, North Carolina (NC)

Anchorage, Alaska (AK)

Plano, Texas (TX)

Lincoln, Nebraska (NE)

Orlando, Florida (FL)

Irvine, California (CA)

Newark, New Jersey (NJ)

Toledo, Ohio (OH)

Durham, North Carolina (NC)

Chula Vista, California (CA)

Fort Wayne, Indiana (IN)

Jersey City, New Jersey (NJ)

St. Petersburg, Florida (FL)

Laredo, Texas (TX)

Madison, Wisconsin (WI)

Chandler, Arizona (AZ)

Buffalo, New York (NY)

Lubbock, Texas (TX)

Scottsdale, Arizona (AZ)

Reno, Nevada (NV)

Glendale, Arizona (AZ)

Gilbert, Arizona (AZ)

Winston-Salem, North Carolina (NC)

North Las Vegas, Nevada (NV)

Norfolk, Virginia (VA)

Chesapeake, Virginia (VA)

Fremont, California (CA)

Garland, Texas (TX)

Richmond, Virginia (VA)

Baton Rouge, Louisiana (LA)

Boise, Idaho (ID)

San Bernardino, California (CA)

Spokane, Washington (WA)

Des Moines, Iowa (IA)

Modesto, California (CA)

Birmingham, Alabama (AL)

Tacoma, Washington (WA)

Fontana, California (CA)

Oxnard, California (CA)

Fayetteville, North Carolina (NC)

Huntsville, Alabama (AL)

Moreno Valley, California (CA)

Rochester, New York (NY)

Glendale, California (CA)

Yonkers, New York (NY)

Augusta, Georgia (GA)

Amarillo, Texas (TX)

Little Rock, Arkansas (AR)

Akron, Ohio (OH)

Shreveport, Louisiana (LA)

Grand Rapids, Michigan (MI)

Mobile, Alabama (AL)

Salt Lake City, Utah (UT)

Huntsville, Texas (TX)

Tallahassee, Florida (FL)

Overland Park, Kansas (KS)

Knoxville, Tennessee (TN)

Worcester, Massachusetts (MA)

Brownsville, Texas (TX)

New Port Richey, Florida (FL)

Jackson, Mississippi (MS)

Providence, Rhode Island (RI)

Fort Lauderdale, Florida (FL)

Sioux Falls, South Dakota (SD)

Tempe, Arizona (AZ)

Cape Coral, Florida (FL)

Springfield, Missouri (MO)

Pembroke Pines, Florida (FL)

Eugene, Oregon (OR)

Peoria, Arizona (AZ)

Corona, California (CA)

Lancaster, California (CA)

Rockford, Illinois (IL)

Salinas, California (CA)

Palmdale, California (CA)

Springfield, Massachusetts (MA)

Charleston, South Carolina (SC)

Duluth, Minnesota (MN)

London, England (ENG)

Dublin, Ireland (IRE)